May 30 (Reuters) - (The opinions expressed here are those of the author, a columnist for Reuters.) A pro-business trade group has devised an unusual new tactic to try to squelch progressive ...
On July 7, 2026, the Securities and Exchange Commission (“SEC”) announced the reinstatement of the Retail Fraud Working Group (the “Working Group”), an initiative within the Division of Enforcement ...
Recent reporting and official job postings have made clear that the SEC is forming a new group within its Division of Enforcement to focus on investigating and enforcing violations by audit firms and ...
ABUJA (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Monday filed charges against Nigerian businessman Dozy Mmobuosi and three companies of which he is CEO, alleging they inflated ...
RIAs and other financial service firms have been targeted in a phishing campaign of fraudulent emails claiming to be from David Bottom, chief information officer for the Securities and Exchange ...
NEW YORK, May 6 (Reuters) - An investor group which advises union pension funds urged Wall Street's leading watchdog on Wednesday to scrutinize SpaceX's ‌disclosures as the rocket maker embarks on a ...
BRB Capital Group, the dual-regulated Nigeria–UK investment banking and asset management group, today announced that the ...
Well, good morning, ladies and gentlemen, and welcome to the 2025 Annual General Meetings of Goodman Group. I'm Stephen Johns, your Chairman. I extend a warm welcome to those of you who are in the ...
A finance industry trade group says tokenized stock offerings shouldn’t get a Securities and Exchange Commission exemption but instead go through the “notice and comment process.” An industry trade ...
This is Kotaro Yoshida from Daiwa Securities Group Inc. Thank you very much for taking the time to participate in our conference call today. I will now explain the financial results for the fourth ...
A group of academics created the group to seek the “wisest possible federal securities laws and policies,” and backed Trump’s pick for SEC Chair. The organization made up of six legal and business ...